Course Overview
This webinar provides a timely update on financial services regulation for internal auditors working in the financial services sector.
It will examine the latest initiatives from the PRA, the FCA and international regulators and consider the impact on banks, securities companies, asset management firms and the insurance sector.
In particular, the event examines the implications for the internal control framework and those charged with reviewing it. It will also look at best practices in terms of compliance processes.
Learning Objectives
Delegates will be given a strong understanding of the current key regulatory initiatives in the world of financial services and practical advice as to how they should respond.
Instructor
Sandro Boeri
With over 40 years of extensive experience in the global financial services industry, Sandro’s deep-seated passion for understanding the human condition drives him to foster cultural evolution and enhance human well-being through business leadership.
Throughout his career, he has been captivated by the intricate dynamics of human interaction within organizations. As a seasoned corporate governance expert, he specializes in crafting and transforming organizational culture, serving as a trusted advisor to boards and executive teams, and advocating for positive workplace environments rooted in empathy and understanding.
Sando has led internal audit functions, operated his own successful businesses, and served as a Non-Executive Director (NED), contributing to the strategic direction of various organizations. His commitment to fostering meaningful change extends to consulting on internal audit strategies, promoting holistic well-being practices, and driving positive societal impact.
As an entrepreneur, he has co-founded and managed businesses, fueled by his belief in the transformative power of human connection and empathy. Sandro firmly believes that businesses have the potential to not only drive economic prosperity but also to enrich the human experience and promote societal well-being.
With a profound understanding of corporate governance principles, a wealth of experience in navigating complex regulatory environments, and an unwavering focus on diversity, equity, inclusion, and social conscience, Sandro is dedicated to making a lasting impact.
Who Will Benefit?
Internal auditors at all levels working in UK financial services firms.
Agenda
The course will cover the following key topical aspects:-
- The PRA and FCA’s Business Plans
- Control lessons from Enforcement Actions
- International Regulatory Pressure Points
- The Consumer Duty – Reflections
- Sustainable Finance
- The Individual Accountability Regime
- Cyber Security – Regulatory Hotspots
- Diversity, Equity and Inclusion – The FCA’s Viewpoint
Venue
This webinar-based course will be delivered via Microsoft Teams.
An invitation to the session will be sent to you via email after completing your purchase.
Certification
Whilst this training course is not linked to a formal qualification, it will contribute to a delegate’s ongoing personal and professional development.
A digital or paper certificate of completion is available upon request.
Bespoke Packages
We can work with you to create a customised training course around this subject matter that creates an optimal learning experience for your team. Our bespoke training programmes are designed around your organisation’s specific needs and allow you to meet the exact requirements of your business. Please Contact Us for further information.
