In-Person Training

Quality in Financial Services Sector Internal Auditing

£599.00

When: Thursday 27th February 2025

Duration: One Day (9:00am – 5:00pm)

Location: 1 Cornhill, London EC3V 3ND

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Course Overview

This one-day course provides an opportunity for financial services internal audit functions to take a fresh look at their approach to delivering quality and providing associated assurance and advice.

The programme explains what is expected by the standard setters, international regulators and how best to meet these demands.

Additional information

Date

Thursday 27th February 2025

Learning Objectives

Delegates attending the course will leave with an understanding of: –

  • What is expected in terms of quality internal auditing in financial services
  • How to organise an effective quality assurance programme
  • The pitfalls to avoid when navigating competing regulatory expectations

Instructor

Sandro Boeri

With over 40 years of extensive experience in the global financial services industry, Sandro’s deep-seated passion for understanding the human condition drives him to foster cultural evolution and enhance human well-being through business leadership.

Throughout his career, he has been captivated by the intricate dynamics of human interaction within organizations. As a seasoned corporate governance expert, he specializes in crafting and transforming organizational culture, serving as a trusted advisor to boards and executive teams, and advocating for positive workplace environments rooted in empathy and understanding.

Sandro has led internal audit functions, operated his own successful businesses, and served as a Non-Executive Director (NED), contributing to the strategic direction of various organizations. His commitment to fostering meaningful change extends to consulting on internal audit strategies, promoting holistic well-being practices, and driving positive societal impact.

As an entrepreneur, he has co-founded and managed businesses, fueled by his belief in the transformative power of human connection and empathy. Sandro firmly believes that businesses have the potential to not only drive economic prosperity but also to enrich the human experience and promote societal well-being.

With a profound understanding of corporate governance principles, a wealth of experience in navigating complex regulatory environments, and an unwavering focus on diversity, equity, inclusion, and social conscience, Sandro is dedicated to making a lasting impact.

Agenda

 

  • How to organise a quality assurance programme
  • The New Global Audit Standards – Quality Pressure Points
  • Topical Themes – Quality Pointers
  • Regulatory expectations and enforcement
  • Structural Quality Challenges
    • Resourcing
    • Skills
    • Managing Co-Source Provision
  • Foresight – Practical Implementation Challenges
  • The Audit Report / Findings Ratings Challenge
  • Providing Adequate Risk Coverage
  • Managing International Regulators’ Perspectives including
    • SR13-1 (Fed)
    • UK Code of Practice
  • Conformance Versus Performance – What is the Difference?

Venue

1 Cornhill, London EC3V 3ND

Certification

Whilst this programme is not linked to a formal qualification, it will contribute to a delegate’s ongoing personal and professional development.

A digital or paper certificate of completion is available upon request.

Bespoke Packages

We can work with you to create a customised training course around this subject matter that creates an optimal learning experience for your team. Our bespoke training programmes are designed around your organisation’s specific needs and allow you to meet the exact requirements of your business. Please Contact Us for further information.

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